HomeMy WebLinkAboutResolution No. 1983-36RESOLUTION NO. 83- 36
A RESOLUTION AUTHORIZING.. THE ISSUANCE OF
!$1,800,000 1983 SANITARY SEWER REVENUE CERTI-
FICATE ANTICIPATION NOTES" IN ANTICIPATION OF
THE ISSUANCE OF $2,500,000 SANITARY SEWER
REVENUE CERTIFICATES; AMENDING CERTAIN OTHER
PROVISIONS OF THE RESOLUTION AUTHORIZING THE
ISSUANCE OF SUCH CERTIFICATES AND PROVIDING
FOR AN EFFECTIVE DATE.
BE IT, RESOLVED BY THE CITY COUNCIL OF THE CITY OF CAPE
CANAVERAL, FLORIDA, that. -
SECTION 1. This resolution is adopted pursuant to the pro -
visions of Chapter 159, Part I, and Chapter 166, Florida Statutes,
and other applicable provisions of law.
SECTION 2. It is 'hereby found and determined as follows,
that:
A. The City of Cape Canaveral, Florida (the "City ") owns,
operates and maintains a sanitary sewer: system.
B. The City, has by Resolution No. 81 -76 dated November 19,
1981; as amended by Resolution . No. 81 -78 dated December 14, 1981
(collectively, the "Resolution ")' authorized the issuance of
$2,500,000 Sanitary' Sewer Revenue Certificates (the . "Certifi-
cates ".) and $2,000,000' 1981- Sanitary Sewer Revenue Certificate
Anticipation. Notes (the "1981 Notes").
C. The Project contemplated by Resolution No; 81 -76 has been
completed, and the City has determined that it will be to its
advantage to issue a new aeries of notes authorized hereby rather
than issue Certificates at this time.
D. '.A negotiated sale of the 1983 Notes (as' defined herein)'
is - required and necessary, ", and is in the beat interest of the
City, for all the same reasons' set forth in Section 2, Paragraph K'
of .Resolution No. 81 -76.
SECTION 3. AUTHORIZATION OF ,ISSUANCE OF 1983 NOTES. In
anticipation of the issuance of the Certificates, the dssuanceof
1983 Sanitary' Sewer Revenue Certificate. Anticipation Notes of the
City in an .aggregate principal amount of not to exceed at any one
time .$1,800,000 the .(.the "1983 Notes ") is hereby authorized, such
1983 Notes to be issuable from time to time.. The 1983 Notes shall
be subject' to all of the provisions of the Resolution relating to
"Notes" as defined therein, except as amended hereby.
RESOLUTION NO. 83-36
PAGE 1 OF 3
PLUS ATTACHMENTS
SECTION 4. FORM OF 1983 NOTE. The form of Note contained in
Section 17 of Resolution No, 81-76 is amended to include the form
attached as Exhibit I to this resolution. The City acknowledges
that the 1981 Notes were issued according to the form of note set
forth as Exhibit Ito Resolution No. 81-79, and that such issuance
was proper in all respects. This Section 4 is intended to provide
for an alternative form of note to be issued by the City as its
1983 Notes.
,SECTION 5. APPLICATION OF 1983 NOTE PROCEEDS. All of the
proceeds of the 1983 Notes, including .accrued interest and pre-
mium, if any, received from the sale of any or all of the 1983
Notes shall be applied by the City simultaneously with the
delivery of the 1983 Notes to the redemption of the 1981 Notes,
including any accrued interest thereon.
SECTION 6. DISPOSITION OF REMAINING MONIES IN CONSTRUCTION
FUND. The balance in the Construction Fund established pursuant
to Section 25.C. of Resolution 81 -76 shall be applied, upon the
issuance of the 1983 Notes, . to the redemption of the 1981 Notes,
plus accrued interest thereon..
SECTION 7. REDEMPTION OF 1981 NOTES. Any of the remaining
.1981 Notes, after the redemptions provided for above, shall be
redeemed by the City from available, revenues upon the issuance of
the 1982 Notes.
SECTION B. PAYMENT OF COSTS. The City shall ,pay out of
.available revenues but not costs limited 9 to financial,lc legal the 1983
and ad-
to the issuae of Notes, including,
ministrative costs and fees.
, SECTION.. 9. AWARD OF NOTES TO PURCHASER Alit) AUTHORIZATION OF
EXECUTION AND DELIVERY OF THE CONTRACT OF PURCHASE. The Contract
of Purchase, substantially in the form attached hereto as Exhibit
II, with such changes, corrections, insertions nd deletions as may
be approved by First Bankers of Florida, N.A.; The First Bankers
of Volusia County, N.A.; The First Bankers of Indian River County;
and The First Bankers, N.A. (collectively, the "Purchaser ") and by
the Mayor and City Clerk of the City, such approval to be evidenc-
ed conclusively by their execution thereof, is hereby approved and
authorized; the City hereby authorizes and directs the Mayor and
City Clerk to date and execute and the City Clerk to attest, under
the official seal of the City, the Contract of Purchase and to
deliver the Contract of Purchase to the Purchaser; and all of the
provisions of the Contract of Purchase, when executed and deliver-
ed by the City as authorized herein and by the Purchaser, shall be
deemed to be a part of this Resolution as fully and to the same
extent as if incorporated verbatim herein. The 1983 Motes shall
be sold and delivered to the Purchaser as Provided in the Contract
of Purchase, at a price equal to 100% of the, face amount of .tile
1983 Notes plus interest, if :uiy, accrued thercon from . the data
thereof to the date of their delivery to the Purchaser.
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RESOLUTION NO. 83 -36
PAGE 2 OF 3
PLUS ATTACHMENTS
M1CROPLI.!ED 4 -15 -85
SECTION 6. REPEAL OF INCONSISTENT PROVISIONS. The Resolu-
tion shall remain in full force and effect, except to the extent
that it is inconsistent herewith. All prior resolutions or parts
of resolutions inconsistent with this resolution are hereby
amended and superseded by this resolution, but only to the extent
of any such inconsistency.
SECTION 7. EFFECTIVE DATE. This resolution shall take ef-
fect immediately.
Passed and adopted this 7th
fJ f
'fittest:
e`
,t
City 'Cl -�
Appro as to Form:
NAME 'YESI NO
CALVEt +.
HARRIS
.Attorney
l
-3-
RESOLUTION NO. 83 -36
PAGE 3 OF 3
PLUS ATTACHMENTS
5
'No. UNITED STATES OF AI4ERICA
STATE OF FLORIDA
CITY OF CAPE CANAVERAL
COUNTY OF'BREVARD'
1983 SANITARY SEWER REVENUE CERTIFICATE ANTICIPATION NOTE
The City of Cape Canaveral in Brevard County, a municipal
the "city "), for value
corporation of the
promises t of Florida
to da ( day of Junes
received, hereby promises on the
registered assigns, as hereinafter p principal sum
198 from the revenues hereinafter mentioned, the p P
of
able semiannually on the first day of
with interest thereon, P a Y so£ each June and December there -
December, 1983 and the first day
1983 to I-larch 9, 1984, and 8.50%
after, at the rates of 8.00% from the date hereof to December
1983, 8.25.1 from December 9, Both principal of and interest
from March 10, 1984 to maturity . which on the re-
on this Note are payable in any coin or currency tender for the
spective dates of payment of the same is lega
payment of public and private debts at The First Bankers of
Florida, N.A., cape Canaveral, Florida.
This Note is issued under the authority of and in to of
comp the Charter of the City of Cape Canaveral,
compliance with the Constitution and Statutes of the State o� in
including herein
Florida, a Resolution
antic iI ation of the issuance e£ ), a thorizedr by Certificates
after called the "Certkle Authority on the 19th day, of November,
heretofore adopted by the issuance of this Note' 1983,ne(he in-
1981, and authorizing for the purpose of
December 14, 1981 and further amended "Resolution")
after coller.tively g the project edeccribed )in said Resolution.
temporarily financing
This Note. is redeemable at any time at par plus interest
accrued and unpaid on the ,Note at the
time o£ redemption.
800,000 of like date, general.
This Note is one of the authorized issue of Notes in the
aggregate principal . amount of $1, issued pursuant to the
tenor and effect, except as to number,
authority of and in full complia ac d the Charter r of the city 1of
Statutes of the State of Florida,
Sewer System of the City and acquisition of
Cape Canaveral, to finance the cost of construction of improve-
ments to the Sanitary 'rovide funds to redeem the City's 1981
certain extensions and Certificate p ,oe-
Sanitaryeo the t to eT� 1d rc ondition clo f t till IRenolutien, ant to
and subject th:. issuance of he
Motes.
cifically authorizing
E}:ISI iSIT I
EXIIIBIT I
ATTACUr4ENT TO
RES. N0. 83-36
PAGE 1 OF 4.
This Note is payable from and secured bya pledge of the
proceeds of said definitive Certificates when .issued, and the City
will be obligated to issue a sufficient amount of the definitive
Certificates to pay the principal and interest on this Note,
unless both the principal and interest are paid from other legally
available' moneys. The principal of and interest on this Note will
also be payable from and constitute a lien upon and a pledge of
the revenues of the system and the excise taxes as defined in the
Resolution, which lien is junior and subordinate in all respects
to the outstanding portion of the City's $1,350,000 Sanitary Sewer
Revenue Certificate s dated February 1, 1965. (hereinafter called
the "1965 Certificates "). and said definitive Certificates as to
lien on and source and security for payment from said revenues and
excise taxes.
This Note is payable from and secured by apledge. of the
proceeds of said definitive Certificates when issued, and the City
will be obligated to issue a sufficient amount of the definitive
Certificates to - pay the principal and interest on this Note,
unless both the principal and interest are paid from other legally
available moneys. The principal of and interest on this Note will
also be payable from and cons titu to alien upon and a'pledge of
the revenues of the system and the excise taxes as defined in the
Resolution, which Lien is junior and subordinate in all respects
to the outstanding portion of the City's $1,350,000 Sanitary Sewer
Revenue Certificates dated February 1, 1965 (hereinafter called
the "1965 Certificate "), the outstanding portion of the City's.
$250,000 Sanitary Sewer Revenue' Certificates dated .issued in 1966
(hereinafter, called the "1966 Certificates"), and said definitive
Certificates as to lien on and source and security for payment
from said revenues and excise taxes. Such lien is also junior and
subordinate in all respects as to the lien on and source and .
security for payment from said excise tares to an obligation of
the.. City to repay $110,000 to United.National Bank, as authorized
by a resolution of the City dated April 2, 1981:
This Note does not constitute an indebtedness of the City of
Cape Canaveral', of Brevard County, . of the State of Florida, or any
other political subdivision thereof, within the meaning of any
constitutional or statutory provision or limitation, and it is
expressly agreed - by the holders' of this Note that such holders
shall never have the right,' directly or indirectly to require or
compel the exercise of the taxing power of the City, for the
payment of this Note or the making of any sinking fund, reserve or
other payments provided for in the Resolution..'
It is further agreed between the ,City and the holder of this
Note that this Note and the obligation evidenced thereby shall not
constitute a lien:upon the property of the City or any part
thereof, or on any other property of the City,' but shall consti-
tute a lien only on and 'payable from the reponucs derived from the
operation of the system in the manner,provided in the Resolution,
7WX
EXHIBIT I
ATTACHMENT TO
RES.'NO. 83 -36
PAGE 2 OF 4.
the proceeds of the excise taxes and the proceeds of the defini-
tive Certificates when issued.
The City in' the Resolution has covenanted and agreed to fix,
establish and maintain such rates and to collect such fees or
other charges for services and 'facilities of such system so as to
always provide revenue sufficient to pay the cost of operating and
maintaining the system, and, together with the proceeds of the
excise taxes, 125% of the .largest , amount of principal of and
interest on the Certificates in anticipation of which this Note is
.issued and of the outstanding portion of the 1965 Certificates
becoming due in any succeeding year and all reserve or other
payments provided for in the 1965 Resolution and the Resolution,
and all Other obligations payable on a parity therewith, and that
such rates, fees or other charges shall not be reduced so as to be
insufficient to provide revenues for such purposes. The City has
entered into certain further covenants with the holders of this
Note, the Certificates in anticipation of .which this Note is
Issued, and of the 1965 Certificates for the terms of which
reference is made to the Resolution and the 1965 Resolution.
It is hereby certified and recited that all acts, conditions
and things required' to exist, . to happen and to be performed
precedent to and in the issuance of this Note, exist, have hap -
pened and have been performed in regular and 'due form and time an
required by the Constitution and Laws of the State, of Florida and
the laws and regulations of such State and of the United States of
America applicable thereto, and that the issuance of this Note
does not violate any constitutional or statutory limitation,
This Note may be registered as to both principal and interest
in accordance with the provisions endorsed hereon.
This Note has all the qualities and incidents of a negotiable'
instrument under the Uniform Commercial Code-- In•:estment Securi-
ties of the State of Florida. The Certificated in anticipation of
which this Note is issued have been validated by judgment of the
Circuit Court' for Brevard County rendered on February 19, 1982.
IN WITNESS Y7HF.R£OF, the City of Cape Canaveral of the State
of Florida, his issued this Note and has caused' the same to be
executed by its 6:ayor, either manually or by his facsimile signa-
ture; attested and countersigned with the manual orb facsimile
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EXIMILi I
TO
RES. No. 83 -36 '.
PAGE 3 OI'
ATTACHMENT TO
RES. NO. 83 -36
PAGE 4 OF 4.
CONTRACT OF PURCHASE
DATE: June 1983
City of Cape Canaveral
Cape Canaveral, Florida
Gentlemen:
The First Bankers of Florida, 'N.A.; The First Bankers of
Volusia County, N.A.; The First Bankers of Indian River County;
and The First Bankers, N.A. (collectively, the "Note Purchaser "),
have been advised that the City of Cape Canaveral (the "City ") has
authorized, by a' Resolution dated November 19, 1981, amended on
December li, 1981 and further amended, on June 7, 1963, (collet-
tively, .the "Resolution ".), the issuance. o£ $2,500,000 Sanitary
Sewer Revenue Certificates on a parity with the $1,350,000 Sani-
tary Sewer Revenue Certificates (the "Certificates ") issued by the
City in 1965 (the 111965 Certificates ") and the issuance of
$1,800000 1983 Sanitary Sewer Revenue Certificate Anticipation
i
Notes n anticipation of the issuance o£ said certificates (the
"Notes "). 'The Notes and Certificates will be issued to finance a
portion of the cost of improvements to a sanitary sewer system of
the City (hereinafter referred to as the "system "). The Certi
ficates are to be payable solely from and secured by a lien upon
and pledge of the net revenues derived from the 'operation of the
system and from the proceeds of the excise taxes as described in
the Resolution. Such lien is ,junior and subordinate to other
liens as described in the Notes. The Notes will be issued in
anticipation of the. issuance of the Certificates and shall be
payable from the proceeds of the Certificates when issued. The
Notes shall also be secured by a lien on the revenues of the
system and the proceeds of the excise taxes; which lien shall be
subordinate to that of the Certificates and the 1965 Certificates.
The purpose of the 'Notes is also to redeem in part the City's
$2,000,000 1981 Sanitary Sewer Revenue Certificate Anticipation
Notes.
The Note Purchaser offers to purchase the Notes at ,a nego-
tiated sale at the price and on the terms and conditions set forth
herein. I£ the, provisions hereof are acceptable to 'you, your
'execution and delivery hereof to the undersigned shall constitute
an agreement to sell thc Notes to the undersigned as provided in
the following sections hereof.
Section 1. The City Will issue the Notes in the aggregate
principal amount of. $1,800,000. .The Notes will be a' limited
obligation of the City, payable solely from the proceeds o£ the
Certificates, when issued, and will be
revenues a lien on the
revenues of the system and the proceeds of the excise taxes, as
F. %FiIB I'l II
EXHIBIT II
ATTACHMENT TO
RES. NO. 83 -36
PAGE 1 OF 5
described in the Resolution. The Notes will bear interest at the
rate determined, as set forth below.
The rate of interest on the Motes shall be 8.00% from the
date of issuance to December 9, 1983, 8.25% from December 10, 1983
to March 9, 1984, and 11 .50% from March 10, 1984 to maturity; which
interest shall be paid semiannually on the first day of ,December,,
1983, and the first day of each June and December thereafter on
the outstanding principal balance of the Notes.
The 'principal of the Notes shall be repaid as follows:
ninety -five percent (95 %) of the aggregate principal balance of
the Notes shall be due twelve months from the date of the .Notes,
and will be paid from the proceeds of the Certificates, or any
other legally available funds and the remaining five percent (5%)
of the principal amount of the Notes shall be due two years from
the date of the Notes and will be paid from any legally available
funds. The Notes shall be issued in two series of maturities with
ninety -five percent of the aggregate principal amount of the Notes
.maturing twelve, months from the date thereof and five percent of
the aggregate principal amount of the Notes maturing twenty -four
months from the date thereof.
The Notes shall be issued in registered form in the maturi-
ties'and in the amounts as indicated below:
AMOUNT DATe.. OF idA ?URITY HOLDER
$.. 200,000 Ju :;e 9, 1984 The First Bankers of
90,000 June 9, 1985 The First Bankers of
volusia County, N.A.
510,000 June 9, 19,34 The First Bankers Of
Indian River County
1,000,000 June 9, 1984 The First Bankers, N.A.
The Notes shall be redeemable at any time at par plus interest
accrued and unpaid. ,
Section 2.The City will sell to the Note Purchaser. and the
Note Purchaser will purchase from tiie City, in accordance with the
provisions hereof, the Notes at 100% of the principal amount
thereof.
Section 3. The Note Purchaser':, obligation to purchase the
Notes is conditioned on the follo ing:
(1) The Notes, and all other documec s to be delivered at
the closing shall be satisfactory to the City and to the Note
Purchaser.
(2) The Notes shall be delivered to the Note Purchaser' in
I•Ierritt Island, or such other place as is mutually satisfactory to
-2-
EXHIBIT II
ATTACIIMENT TO
RES. NO. 83 -36
PAGE 2 OF 5.
the City and the Note Purchaser, against payment in immediately,
available funds.
(3) The City's $2,000,000 1981 Sanitary Sewer Revenue
Certificate Anticipation Notes shall have been redeemed or other-
wise paid in full.
(4) Delivery of the Notes will be made on or before June 14,
1983 or such later date as may be agreed upon by the City and the
Note Purchaser.
Section 4. All expenses of issuing the Notes shall be paid
out of proceeds from the sale of the Notes.
Section S. The Note Purchaser, hereby makes the following
representations, which representations may be relied upon by the
City and by bond counsel:
(A) the Note Purchaser has full power and authority to
execute this agreement, to purchase the Notes as herein provided,
and to make the representations set forth in this Section 5 of
this Contract of Purchase;
(B) the Note Purchaser is aware:
(i) that investment in the dotes involves various
risks;
(ii) that the Notes are not general obligations of
the City; and
(iii) that the principal 'of, premium, if 'any, and
interest on the Notes is payable solely from
the sources . specified in the Notes and in the
Resolution;
(C) the Note Purchaser has made such independent in-
vestigation of the plans and specifications for the improvements
to the system as the ?lots Purchaser, in the exercise of sound
business judgment, considers to be appropriate under the circum-
stances; the Note Purchaser has had the opportunity to ask, ques-
tions'of, and 'receive 'answers from, officers of the City concern -
ing the property comprising, the system, the business and financial
condition of the City, and to obtain such other information as the
Note Purchaser deemed necessary to verify the accuracy . of the
information referred to above and that the Note Purchaser has
relied solely upon its independent inv ,t ration in making a
decision to purchase the Notes;
(D) the Note Purchaser has );nowlen Je and experience in
financial and business matters arid' is capable of evaluating the
merits and the ricks o£,its invostment ill the Nctez and that it
can bear the economic risk of its investment in the Rotes;
-3-
EXHIBIT II
ATTACHMENT TO
RES. NO. 83 -36
PAGE 3 OF 5.
(E) the Note Purchaser acknowledges its understanding
that the Notes are not being ,registered under the Securities Act
of 1933, as amended (the 1933 Act ") or Chapter 517, Florida
_Statutes;
(F) the Note Purchaser . is not a bond house, broker or
I other intermediary, and it is purchasing the Notes as an invest-
ment for its own account and /or for the account of affiliated
banks under common control with 'Note Purchaser and not with a
present view to a resale or other distribution to the pub l is.: The
city may rely on this representation in the certification required .
by section 103(c) of the Internal Revenue Code of 1954, as amend-
ed, and the regulations promulgated thereunder. In the event that
the Note Purchaser proposes to resell or otherwise dispose of the
Notes, such resale or other' disposition shall comply with all then
.applicable laws. Erc ept, as otherwise expressly provided in this
paragraph,. the resale or other distribution of the Notes shall at
all times be within the sole control of the Note Purchaser;
(G) the Note Purchaser has not paid and will not pay
any bonus, fee„ or gratuity to any "finder," within the meaning of
Section 218.386, Florida Statutes, : in connection with the sale of
the Notes;
Respectfully submitted,.
FIRST BANKERS OF FLORIDA, N.A.
Authorized Officer or !+gent
THE FIRST BANKERS OF VOLUSIA
COUNTY, N.A.
By' —
A
- --- a __.._
Authorized Of.ic er or gent
THE FIRST SAN9ERS OF 'INDIAN RIVER
COUNTY
By:__ — - - -"- .. --
huthoi.zed0 ficer oc rent
-4-
EXHIBIT II
ATTACHMENT TO
RES. NO. 83 -36
PAGE 4 OF 5.
i
CONTRACT OF PURCHASE
DATE: June 9, 1983
City of Cape Canaveral
Cape Canaveral, Florida
Gentlemen:
The First Bankers of Florida, N.A.; The First Bankers of
Volusia County, N.A.; The First Bankers of Indian River County;
and The First Bankers, N.A. (collectively, the "Note Purchaser "),
have been advised that the City of Cape Canaveral (the "City") has
authorized, by a Resolution dated November 19, 1981, amended on
December 11, 1981 and further amended an June 7, 1983, (collec-
tively, the "Resolution "), the issuance of $2,500,000 Sanitary
Sewer Revenue Certificates on a parity with the $1,350,000Sani-
tary Sewer Revenue Certificates (the "Certificates ") issued by the
City in 1965 (the "1965 Certificates ") and the issuance of
$1,800,000 1983 Sanitary Sewer Revenue Certificate Anticipation
Notes in anticipation of the issuance of said certificates (the
"Notes "). The Notes and Certificates will be issued to finance a
portion of the cost of improvements to a sanitary sewer ,system of
the City (hereinafter referred to as the "system "). The Certi-
ficates are to be payable solely from and secured by a lien upon
and pledge of the net revenues derived from the operation of the
system and from the proceeds of the excise taxes as described in
the Resolution. Such lien is junior and subordinate to other
liens as described in the Notes. The Notes will be issued in
anticipation of the issuance of the Certificates and shall be
payable from the proceeds of the Certificates when issued. The
Notes shall also be secured by a, lien on the revenues of the
system and the proceeds of the excise taxes,' which lien shall be
subordinate to that of the Certificates and the 1965 Certificates.
The purpose of the Notes is also to redeem in part the City's
$2,000,000 1981 Sanitary Sewer Revenue Certificate Anticipation
Notes.
The Note Purchaser offers to purchase the Notes at a nego-
tiated sale at the price and on the terms and conditions set forth
herein. If the provisions hereof are acceptable to you, your
execution and delivery hereof to the undersigned shall constitute
an .agreement to sell the Notes to the undersigned as provided in
the following sections hereof.
Section 1. The City will issue the Notes in the aggregate
principal amount of $1,800,000. The Notes will be a limited
obligation of the City, payable solely from the proceeds of the
Certificates, when issued, and will be secured by a lien on the
revenues of the 'system and the proceeds of the excise taxes, as
EXHIBIT II
ATTACHMENT TO
RES. NO. 83 -36
PAGE 1 OF 5
described in the Resolution. The Notes will bear interest at the
rate determined as set forth below.
The rate of interest on the Notes shall be 8.00% from the
date of issuance to December 9, 1983, 8.25% from December 10, 1983
to March 9, 1984, and 8.50% from March 10, 1984 to maturity, which
interest shall be paid semiannually on the first day of December,
1983, and the first day of each June and December thereafter on
the outstanding principal balance of the Notes.
The principal of the Notes shall be repaid as follows:
ninety -five . percent (95%) of the aggregate principal balance of
the Notes shall be due twelve months from the date of the Notes,
and will be paid from the proceeds of the Certificates, or any
other legally available funds and the remaining five percent (5 %)
of the principal amount of the Notes shall be due two years from
the date ofthe Notes and will be paid from any legally available
funds. The Notes shall be issued in two series of maturities with
ninety -five percent of the aggregate principal amount of the Notes
maturing twelve months from the date thereof and five percent of
the aggregate principal amount of the Notes maturing twenty -four
months from the date thereof.
The Notes shall be issued in registered form in the maturi-
ties and in the amounts as indicated below:
AMOUNT DATE OF MATURITY FIOGDER
$ 200,000 June 9, 1984 The First Bankers of
Florida, N.A.
90,000 June 9, 1985 The First Bankers of
Volusia County, N.A.
510,000 June 9, 1984 The First Bankers of
Indian River County
1,000,000 June 9, 1984 The First Bankers, N.A.
The Notes shall be redeemable at any time at par plus interest
accrued and unpaid.
Section 2. The City will sell to the Note Purchaser and the
Note Purchaser will purchase from the City, in accordance with the
provisions hereof, the Notes at 100 % of the ,principal amount
thereof..
Section 3. The Note Purchaser's obligation to purchase the
Notes is conditioned on the following:
(1) The Notes, and all other documents to be delivered at
the closing shall be satisfactory to the City and to the Note
Purchaser.
(2) The Notes shall be delivered to the Note Purchaser in
Merritt. Island, or such other place as is mutually satisfactory to
EXHIBIT II
ATTACHMENT TO
RES. NO. 83 -36
PAGE 2 OF 5
"the City and the Note Purchaser, against payment in immediately
available funds.
(3) The City's $2,000,000 1981 Sanitary Sewer Revenue
Certificate Anticipation Notes shall have been redeemed or other-
wise paid in full.
(4) Delivery of the Notes will be made on or before June 14,
1983 or such later date as may be agreed upon by the City and the
Note Purchaser.
Section 4. All expenses of issuing the Notes shall be paid,
out of proceeds from the sale of the Notes..
section 5. The Note Purchaser hereby makes the following
representations, which representations may be relied upon by the
City and by bond counsel:
(A). the Note Purchaser has full power and authority to
execute this agreement, to purchase the Notes as herein provided,
and to make the representations set forth in this Section 5 of
this Contract of Purchase;
(8) the Note Purchaser is aware:
(i) that investment in the Notes involves various
risks,
(ii) that the Notes are not general obligations of
the City; and
(iii) that the principal of, premium, if any, and
interest on the Notes is payable solely from
the sources specified in the Notes and in the
Resolution;
(C) the Note Purchaser has made such independent in-
vestigation of the plans and specifications for the improvements
to the system as the Note Purchaser, in the exercise of sound
business judgment, considers to be appropriate under the circum-
stances; the Note Purchaser has had the opportunity . to ask ques-
tions of, and receive answers from, officers of the City concern-
ing the property comprising the system, the business and financial
condition of the City, and to obtain such other information as the
Note Purchaser deemed necessary to verify the accuracy of the
information referred to above and that the Note Purchaser has
relied solely upon its independent investigation in making a
decision to purchase the Notes;
(D) the Note Purchaser has knowledge and experience in
financial and business matters and is capable of evaluating the
merits and the risks of its investment in the Notes and that it
can bear the economic risk of its investment in the Notes;
EXHIBIT II
ATTACHMENT TO
RES. N0. 83 -36
PAGE 3 Or 5
(E) the Note Purchaser acknowledges its understanding
that the Notes are not being registered under the Securities Act
of 1933, as amended ( the "1933 Act") or Chapter 517, Florida
Statutes;
(F) the Note Purchaser is not a bond house, broker or
other intermediary, and it is purchasing the Notes as an invest-
ment for its own account and /or for the account of affiliated
banks tinder common control with Note Purchaser and not with a
.present view to a resale or other distribution to the public. The
City may rely on this representation in the certification required
by section 103(c) of the Internal Revenue Code of 1954, as amend-
ed, and the regulations promulgated thereunder. In. the event that
the Note Purchaser proposes to resell . or otherwise dispose of the
..Notes, such resale or other disposition shall comply with all then
applicable laws. Except as otherwise expressly provided in this
paragraph, the resale or other distribution of the Notes shall at
all times be within the sole control of the Note Purchaser;
(G) the Note. Purchaser has not paid and will not pay
any bonus; fee, or gratuity to any "finder', within the meaning of
Section 218.386, Florida Statutes, in connection with the sale of
the Notes;
Respectfully submitted,
FIRST Bf NNKKEERRS OF FLORIDA, N.A.
By :
/A t orized Officer or Agent
THE FIRST BANKERS OF VOLUSIA
COUNT i N.A.
J
By:
�AItt1 rized Officer or�Agent
THE FIRST BANKERS OF INDIAN RIVER
COUNTY
BY: d� n irw
'A th rized Officer or Agent
EXHIBIT II
ATTACHMENT TO
RES. NO. 83 -36.
PAGE 4 OF 5
THE FIRSTjBANRERS, N.A. r
By
Anthori2ed Officer o; Agent
Accepted:
Attest: CITY OF .APE Cj+NAVE AL,
Na or
ity Cler
EXHIBIT II
ATTACHLIENT TO
RES. N0. 83 -36 '
PAGE 5 OF 5